example of ethical challenge
Discuss an ethical failure in the financial services industry. Did regulation help prevent the full extent of damage? Did regulation result from the actions? Was regulation in place but able to be avoided by the individual or individual committing the acts?
The successful submission will clearly explain the regulatory environment surrounding or resulting from an ethical failure and/or criminal event in the financial services industry.
| Grading Criteria Assignments | Maximum Points |
| Meets or exceeds established assignment criteria | 40 |
| Demonstrates an understanding of lesson concepts | 20 |
| Clearly presents well-reasoned ideas and concepts | 30 |
| Uses proper mechanics, punctuation, sentence structure, spelling, and APA formatting | 10 |
| Total | 100 |
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